UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
:
March
22
, 2017
Kadmon Holdings
, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
|
|
|
|
|
|
|
|
Delaware
|
|
001-
37841
|
|
27
-
3576929
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
|
|
450 East 29
th
Street
New York, NY
|
|
10016
|
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrant’s telephone number, including area code (
212
) 3
08
-
6000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
|
|
|
|
ITEM
2.02
|
Results of Operations and Financial Condition
.
|
On
March
22
,
201
7
, Kadmon Holdings, Inc. (the “Company”)
issued a press release announcing its
financial and operational results for the
three months and year
ended
December
3
1
, 2016
. A copy of this press release is furnished herewith as Exhibit 99.1 to this Current Report.
The
information in this Item 2.02,
including
Exhibit 99.1 hereto, shall be deemed
to be
“filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
and
shall be deemed incorporated by reference in any of the
Company
’s filings under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
|
|
|
|
ITEM 9.01
|
Financial Statements and Exhibits.
|
(d) Exhibits.
The following exhibit shall be deemed to be “filed,” not “furnished,” for purposes of the
Exchange Act.
|
|
|
|
Exhibit No.
|
Description
|
|
|
|
|
99.1
|
Press Release
issued by Kadmon Holdings, Inc.
, dated
March
22
,
201
7
,
“
Kadmon Reports Fourth-Quarter and Full-Year 2016 Financial Results and Corporate Updates
.
”
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Kadmon Holdings, Inc.
|
|
|
|
|
|
Date:
March
22
, 2017
|
|
|
|
/s/ Konstantin Poukalov
|
|
|
|
|
|
Konstantin Poukalov
|
|
|
|
|
|
Executive Vice President, Chief Financial Officer
|